Documentation

11.5. HTTP / HTTPS Client Operations

11.5.1. Introduction

SFTPPlus will act as an HTTP/HTTPS client in both server-side related operation as well as client-side transfers.

Below is a non-exhaustive list of operations which involve acting as HTTP client:

  • HTTP authentication method - using persistent connection

  • Updating a CRL list (ex as part of CDP) - using non-persistent connection

  • Sending events over HTTP - using persistent connection

  • Transferring files over WebDAV - using persistent connection

11.5.2. HTTP Connection Audit

Most of the HTTP operations are done over a pool of persistent HTTP connections. This means that multiple HTTP operations, while executed in a serial way, will use the same HTTP connection. If multiple HTTP operations are done in parallel, multiple concurrent HTTP connection are created.

An event is emitted each time an HTTP/HTTPS connection is opened or closed. The event will contain the actual IP address and port used by the connection, as well as the requested hostname.

The request might be made to intra.your-company.com, but when that DNS name has multiple IP addresses, the audit event will contain the IP address used for that connection.

For HTTPS connections, it will also show the certificate and cipher used to protect the connection.

11.5.3. HTTP Proxy for Client

Most of the client side operations can be via an HTTP proxy.

When the HTTP proxy is use, the events emitted for the HTTP operations will use the tunneled address, even if the actual connection is done to the proxy address.

To ensure accuracy, you should also audit the proxy to get an authoritative view of the actual network connections.

11.5.4. Send files with AS2 over HTTP or HTTPS

AS2 is a file transfer protocol defined on top of the HTTP protocol.

The AS2 protocol specifications from RFC 4130 define the protocol as a peer-to-peer push only protocol.

You can control when to send (push/upload) files to your AS2 partner.

You can't control the exact time when a file is received and you can't trigger a receive (pull / download file request) from your AS2 partner. When you need to receive files from your AS2 partner, they are required to push those files to you.

If you need to receive files over AS2, you will need to use the HTTP AS2 service as documented on the HTTP AS2 service configuration page.

This section documents setting up a transfer to send files over AS2.


In order to setup a successful AS2 transfer, you need to configure matching AS2 identifiers with your partners.

On your side, you need to configure the as2_partner_identifier SFTPPlus option to the exact same value set in your AS2 partner configuration.

When defining your own AS2 identifier using the as2_own_identifier option, the exact same value must be set in your AS2 partner configuration.

For example, when your AS2 ID is ACME-Inc-AS2 and your partner's AS2 ID is Ajax-Corp-AS2, the following SFTPPlus configuration options are required:

as2_own_identifier = ACME-Inc-AS2
as2_partner_identifier = Ajax-Corp-AS2

When sending files over HTTPS AS2, you will most commonly have two sets of SSL certificates:

  • HTTPS SSL/TLS file transport certificates. This are usually obtained and signed by a trusted 3rd party certificate authority (CA)

  • AS2 encryption and signature certificates. This can be self-signed certificates.

Using the as2_send_security configuration option, you can control whether files sent by SFTPPlus over AS2 are encrypted and signed, only signed, only encrypted, or neither signed nor encrypted.

Using the as2_mdn_receipt configuration option, you can control whether to request a MDN receipt confirmation (signed or unsigned) when sending a file.

You can set encryption and digest algorithms via the as2_encryption_algorithm and as2_signature_algorithm configuration options.

When sent files are to be signed, SFTPPlus signs them using the private key configured in the as2_own_private_key option for the location configuration.

When sent files are to be encrypted, SFTPPlus encrypts them using the public key from the first partner certificate configured in the as2_partner_certificates option for the location configuration.

When receiving a signed MDN, SFTPPlus validates the signature using any of the partner certificates configured in the as2_partner_certificates option for the location configuration.

11.5.5. WebDAV over HTTPS Extension

The HTTPS WebDAV extension is supported on the client-side while interacting with the Office 365 SharePoine Online server.

Uploading empty files to SharePoint is not supported.

When defining a path you can use the space character instead of the URL Percent Encoding %20 character.

If a path contains the + (plus) sign, it may not be replaced with the space or URL Percent %20 Encoding characters.

The SharePoint WebDAV Path is case-insensitive. For the transferred files, the names are kept using the cases presented by the WebDAV server.

Please see our WebDAV User's Guide page for a guide on getting started with WebDAV.